UEI      SERVICES

 

 

STATEGY & PLANNING	LISTING OPTIONS	PACKAGING	LEGAL STRUCTURE	FINANCIALS
AUDIT	I R &  PUBLIC  RELATION	SUCCESS	VENTURE   INVESTMENT	EXECUTION PROCESS

  

Strategy &  Planning Strategic planning is a vital in completing a successful capital raising plan. Going public opens many opportunities for its owners and shareholders. Financial management and corporate structure are fundamental and require a high degree of expertise. We focus on techniques that are most strategic in achieving successful capital raising keeping efficient. The hard work begins long before the capital raising vehicle has been decided . A clearly defined strategy identifying a companies long-term objectives and how these translate into being public is the starting point for a successful capitalization plan. We review all details of our clients goals with a continued focus on presenting the long term story of the companies vision to a  continued success. Offering creative strategies that create diverse choices of private or public capitalization funds. A properly designed corporate legal structure is vital while becoming a public listed company. Part of the planning process is to create a capitalization structure to work with the companies vision and formulate it to meet the targeted exchange’s compliance issues. Understanding the amount of capital needed & timing of those needs will allow successful strategic planning that meets those capitalization goals.  We look to all options when raising capital & what is in the best interest of the company we represent.

 

Listing Options:   There are many approaches to listing & determining the path for your company will take with the consolidated opinions of your company’s executive management, Legal & Accounting opinions, & Interest from the investment banking world. We approach with the attitude that there needs to be a complete feasibility study done in the process of exploring a listing. Understanding your company’s financial position, legal structure & capitalization goals will gage where you will have opportunities. There are many exchanges both U.S. & Foreign & all are open for consideration. When an exchange is chosen & the decision to move forward is in place we drive your company through the process by coordinating all the associates to reaching  IPO. Lawyers, Auditors, Executive Management, Market Makers, & all the other aspects of your company will need to be ready to go live to the public. A strong coordinated approach will bring confidence to the investors. First impression is a lasting impression. The listing process is the path to reaching your capitalization goals. Your company needs to be prepared & have the proper resources to create a long lasting capital market presence. Reaching your IPO only is the beginning or this venture & consistent corporate & SEC compliance needs to apply well into the future.

 

PACKAGING   The process of raising capital involves many areas of expertise & professional services. There will be several professionals taking a look at your company in different ways. Legal, CPA, Investors, Public will all be reviewing your company & evaluating all the aspects of how it functions. Part of our approach at UEI is to take this into prospective upon our initial research & customize different presentations to package your company accordingly to the targeted audience. If it were lawyers preparing to do legal work or Accountants looking for financial information we understand what information is needed & format it accordingly to each audience. Packaging is important & creating a consistent picture throughout your business. This allows your associates working with your company to assist efficiently in the process to move the project forward smoothly. It is important for efficiency of time & financial resources to see the project finished with the best results.

 

DESIGN LEGAL STRUCTURE & TARGET INVESTMENT VEHICLE   This is the key & the most important process. There must be a realistic evaluation of  the current legal structure, assets & revenue Taking this structure, designing a new legal structure or strengthen the existing structure, & building the foundation according to your companies capital raising goals.   It is vital to engage qualified legal representation & create an Investment Vehicle that achieves the company’s long term goals. It is also important that all consideration be give to the laws & procedures of what country you conduct business in.    United Equity Investment has strong relationships with Medium & Large scale legal firms that can apply legal representation on a global basis. We also have many creative legal structure concepts & investment vehicles to assist in this process.

 

FINANCIALS   Legal Structure & Financials work hand & hand.  Financials are the live road map to success. The Internal Controls of a company remain #1 on the scale of importance with the SEC. With the recent law SOX 404 set by the U.S. Congress has laid the threshold for any global company to comply. This has become world standard for any public company on any exchange. Internal Controls & SOX 404 not only brings investment confidence to the capital markets but creates better financial management within your company.  We provide our clients up to date financial industry information that brings a clear understanding of where your company fits in the large arena of standards.  We approach this process in the beginning orientation stages of any project so that we can address any issues early on. An important point is to judge your SEC compliance issues in front of you, with other capitalization choices. Where you company finds itself positioned & rated will help determine if all of the compliance efforts make sense. This should be compared to your capital raising goals on an exchange. Foreign exchanges, Bonds, private investments & other financing opportunities are out there & should be explored as viable alternative choices.

 

SEC and Listing Audits   Applying expertise in the are of the requirements of the  Securities and Exchange Commission “SEC” and other foreign exchange financial accounting requirements is important in being a public company & working through the process. We at United Equity Investment have many associates & strong working relationships with both medium size & full service public accounting and financial consulting companies to make available quality services to our clients.   We work with our clients to gather and present the information required in preparing for a SEC Audit & or other foreign exchanges in understanding the importance of this process.  We have flexible resources that can assist companies in all levels of CPA work that may be required.   It is important that you company place an auditor according to your size & capital raising goals. There are numerous choices of quality firms & we work with you to bring reason into the selection process. Time, companies current position, & financial resources can all curb the desired choice to have a big 4 do your companies audit.

 

Investor and Public Relations   All public companies listed, shares the challenge of telling its story to the financial world. We will prepare a game plan & execute the operations depending on your companies needs. We design & plan your Public & Investor Relations approach. Again strategic timing & financial resources can curb decision making while doing P.R. and that is why we work to apply a reasonable efficient approach. The field is full of P.R. & I.R. companies offering you an array of services that become confusing. Our approach is to create a calendar of events & milestones & build your plan around your capital raising goals. Basic IR & PR needs to be done within your own company’s resources to build a consistent flow of information to the public. Road shows, Media, & Public announcements all take a lot of resources from the company but other aspects below should be part of the daily culture of your company. Your company knows it the best & will be more effective at telling the story.   Areas of experience and services include: Shareholder Reports Annual Reports Quarterly Reports Investor Packaging Media Broadcasting News Releases Highlight stories Network to the Financial Community Brokerage firms Video & Conference calls Direct mail Regular meetings on progress Public Communication Company Profiles "Road Show" presentations

 

CAPITAL RAZING SUCCESS   When our clients succeed with their capitalization goals we offer continued support services in many ways. There is equity management or Expansion Plan Execution. We also provide many industry resources beyond Investment Banking to apply towards our clients goals.  Trade, Legal, Acquisitions Targets, & other business development remains a large part of our company’s experience.   Our company’s goals are to not only play a part in Raising Capital but also seeing the goals of a company realized to success. Our reputation is based on long term relationships seeing all parties win. We intend to look out for our client’s best interest in the long run & share a common vision.

 

Venture Investment   Venture Investment is a product of opportunity that is offered at all levels. As we travel the routes of trade we are presented with many ventures to be invested in. W.R. International has many investment opportunities and we have made it a part of our company to make them available for all who want to expand their horizons. We present and represent your project as you seek capital to maximize its potential. We have opened up this area for the both sides of Capital. Those who seek Capital for their projects and those who seek to invest in a sound future. We have many opportunities mapped out and have added them as a Venture Investment presentation. Here we make them available to all who seek to maximize from the capital benefits of trade & investment.

 

EXECUTION PROCESS   United Equity Investment has a diligent execution process that lays out a timeline of  milestones. It is important to take fist steps first before other steps. The concept of planning & executing is key to saving time & financial resources to reaching any companies capitalization goals. Companies we work with have many different structures & are in many different stages of development. When we initially engage our clients we evaluate our clients needs, currents status, & goals & create a execution plan that meets those goals. Below is a basic outline of some of the relevant areas we apply to each execution plan which we customize to each of our clients special needs;   BUSSINESS PLANS & CAPITAL RAISING GOALS   Initial discovery meeting of the company’s business plans & capital raising goals Summary presentation of strategy & engagement outline Acceptance of engagement & kick off presentation of execution plan & timeline   DESIGN LEGAL STRUCTURE & TARGET INVESTMENT VEHICLE   Evaluate the current legal structure & assets & revenue Design legal structure according to capital raising goals Engage Legal representation & create Investment Vehicle   DUE DILLIGENCE PACKAGING Internal Information Preparation Public Company Preparation   FINANICIALS & INTERNAL SYSTEM Evaluate Financials; Internal Systems assure GAAP compliance & SOX 404 Engage GAAP management services (CFO/CPA)   AUDIT Engage & Complete Audit   LISTING ON MAJOR EXCHANGE Field Market makers & Investment Bankers Become a reporting company Do Road Show Make application to appropriate exchange Do public offering   INVESTOR & PUBLIC RELATIONS Press releases Road Show   EXPANSION EXECUTION Expansion Plan Management Administrative Management Stock Market Management Portfolio Management

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